Common Trademark Mistakes That Cost Businesses Time and Money

Trademark problems often begin before a business files an application. A weak name, an incomplete search, or an inaccurate filing may produce a refusal, restrict the resulting registration, or force a costly change after customers already associate the mark with the business.

Registration also requires decisions after filing. Applicants must respond to USPTO deadlines, owners must use the mark in a form supported by the registration, and registrants must submit maintenance filings for the goods and services that remain in use.

Skipping the Clearance Search

A search for an exact match in the USPTO database is only one part of trademark clearance. Likelihood of confusion may arise from marks that resemble one another in appearance, sound, meaning, or overall commercial impression when the parties offer related goods or services.

The USPTO recommends a comprehensive clearance search covering federal applications and registrations, the Trademark Official Gazette, state trademark and business records, domain records, and internet sources showing common law use. The search should account for spelling variations, phonetic equivalents, translations, and similar design elements when they affect the comparison.

Earlier common law use may affect a subsequent applicant even when no federal registration appears in the USPTO database. A search should therefore evaluate both registration risk and use risk before a business invests in packaging, signs, advertising, domain names, and other materials bearing the mark.

Choosing a Descriptive Name

A name that immediately describes a quality, feature, function, purpose, or use of the goods or services begins with limited conceptual strength. Under Section 2(e)(1) of the Lanham Act, the USPTO may refuse a merely descriptive term on the Principal Register unless the applicant establishes acquired distinctiveness.

Acquired distinctiveness exists when consumers understand the descriptive term as identifying one source. Relevant evidence may include the duration and exclusivity of use, sales, advertising, unsolicited media coverage, copying, and consumer surveys. Advertising expenses alone don't establish how consumers understand the term.

Descriptive marks may also receive a narrower scope of protection because competitors remain free to use descriptive wording in good faith other than as a mark. A business should evaluate whether a proposed name identifies its source or merely tells customers what it sells.

Selecting the Wrong Filing Basis or Specimen

A Section 1(a) application requires use of the mark in commerce for every listed good or service covered by that basis as of the filing date. The applicant must submit dates of use and a specimen showing that use. A mockup, printer's rendering, digitally altered image, or draft website generally doesn't qualify as evidence of use.

Section 1(b) permits an applicant with a bona fide intention to use the mark to file before use begins. No specimen is required with the initial application, but the mark can't register until the applicant files an acceptable allegation of use with the required specimen and fee. An applicant that already has qualifying use should generally select Section 1(a). Filing under Section 1(b) despite earlier qualifying use requires the additional allegation and fee, but earlier use doesn't by itself invalidate that basis.

Each basis depends on the applicant's circumstances on the filing date. A false use claim, a specimen that doesn't show the applied for mark with the identified goods or services, or an unsupported intent claim may jeopardize the application or resulting registration.

Misidentifying the Goods or Services

The identification of goods and services sets the outer boundary for amendments during examination and identifies the listed goods or services covered by the registration. An applicant must use or have a bona fide intention to use the mark with every item identified in the application.

The USPTO may require an applicant to narrow indefinite or overly broad wording, but an applicant generally can't broaden the identification after filing. The USPTO ID Manual contains descriptions that examining attorneys accept without further inquiry when the wording accurately describes the applicant's goods or services.

A useful identification is specific enough to satisfy USPTO requirements and broad enough to cover the applicant's genuine use or planned use. International classes organize the filing and fees, but class numbers don't determine whether goods or services are related for likelihood of confusion.

Missing an Office Action Deadline

Most pre registration office actions for applications under Section 1 or Section 44 require a response within three months. The applicant may purchase one three month extension before the initial deadline. Madrid Protocol applications generally receive six months without that extension option, and some USPTO notices impose different periods.

The office action identifies the deadline and every refusal or requirement that the response must address. Missing the applicable deadline ordinarily results in abandonment, although an applicant may petition to revive in limited circumstances involving an unintentional delay. Filing fees aren't refunded when an application becomes abandoned.

Likelihood of confusion and mere descriptiveness are common substantive refusals, but neither has a universal response. The strength of an argument depends on the cited registrations, the marks, the goods or services, the record, and the governing legal standard.

Using a Materially Different Mark

The drawing in an application identifies the mark the applicant seeks to register. For a use based application or an allegation of use, the drawing must be a substantially exact representation of the mark shown on the specimen.

Small differences in color, size, placement, punctuation, or other insignificant features may be acceptable when both versions create the same commercial impression. A material change that alters that impression may require a different specimen, an amendment to the filing basis when available, or a new application. The USPTO's drawing guidance distinguishes immaterial changes from changes that alter the mark.

The owner should also review coverage when it introduces new goods or services. A registration identifies particular goods or services, and expansion into a different business area may justify another application even when the company continues using the same mark.

Claiming Goods or Services Without Qualifying Use

Maintenance and enforcement require accuracy about where the mark is used. A registrant should delete goods or services for which the mark is no longer in use unless an accepted excuse applies. Submitting a maintenance declaration that claims unused items may place those items or the registration at risk.

The Trademark Modernization Act established expungement and reexamination proceedings directed at inaccurate use claims. Expungement concerns goods or services for which the mark was never used in commerce. Reexamination concerns whether a use based registration had qualifying use by the statutory date. A third party may petition the USPTO Director to institute either proceeding when the statutory conditions are satisfied.

Ignoring Unauthorized Uses

The USPTO examines applications and maintains the federal register, but it doesn't enforce trademark rights in the marketplace. Owners decide whether and how to respond to potentially infringing uses. Monitoring may include the Trademark Official Gazette, relevant marketplaces, domain registrations, advertising, and competitors in the same field.

Enforcement should focus on uses that threaten confusion, source significance, or control over licensed use. Trademark law doesn't require a lawsuit against every user of similar wording. Delay may support defenses such as laches or acquiescence, while extensive third party use may weaken the commercial strength of a mark.

Section 45 of the Lanham Act recognizes abandonment when an owner's conduct, including omissions, causes a mark to become generic or otherwise lose its significance as a mark. Generic status depends on the term's primary significance to the relevant public, so enforcement is one part of a broader brand management program.

Missing Maintenance Deadlines

For a registration that isn't based on the Madrid Protocol, the owner must file a Section 8 declaration between the fifth and sixth anniversaries of registration. Between the ninth and tenth anniversaries, and during the corresponding period every 10 years after that, the owner must file a Section 8 declaration and Section 9 renewal application. The USPTO maintenance schedule separates these filings from the requirements for Madrid Protocol registrations.

A Madrid Protocol registration requires a Section 71 declaration on the corresponding schedule. The holder must also renew the underlying international registration through the World Intellectual Property Organization every 10 years from its international registration date.

A six month grace period follows each statutory filing period, with additional fees. A registration is canceled or expires if the owner doesn't submit an acceptable filing before the grace period ends. The USPTO sends courtesy reminders, but the agency has no obligation to deliver one, and a missed reminder doesn't excuse a late filing.

Using a Filing Company as a Substitute for Legal Advice

United States domiciled applicants may represent themselves before the USPTO, while foreign domiciled applicants must use a United States licensed attorney. The USPTO distinguishes filing companies from law firms and warns that a filing service may charge separate fees without providing legal representation.

A trademark attorney may evaluate distinctiveness, conduct and interpret a clearance search, select the filing basis, draft the identification, assess specimens, respond to refusals, and handle enforcement or maintenance. Those tasks require legal judgment tied to the applicant's business and the rights of other trademark users.

Trademark planning should begin before the business commits to a name and continue throughout the registration's life. Careful selection, accurate filings, timely responses, consistent use, measured enforcement, and current maintenance records protect both the registration and the business investment behind it.

This article is general information about the law, not legal advice, and reading it does not create an attorney-client relationship. Laws change and how they apply depends on your specific facts. For advice on your situation, consult a qualified attorney.

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