What a Trademark Is and the Rights Federal Registration Provides
A trademark is a word, phrase, symbol, design, or combination of these elements that identifies the source of goods or services and distinguishes them from competing offerings. Names, logos, slogans, product packaging, and certain product features may function as trademarks when consumers understand them as source identifiers.
Trademark rights in the United States generally begin through use. A business may acquire common law rights without a federal registration, but those rights ordinarily cover the geographic area where the mark is used and recognized. Federal registration establishes additional nationwide rights, evidentiary presumptions, public notice, and enforcement tools.
Trademarks Take Several Forms
A standard character mark consists of words, letters, numbers, or permitted symbols without a claim to any particular font style, size, or color. According to the USPTO's drawing guidance, a standard character registration concerns its wording rather than one particular display. Registration doesn't confer ownership of the wording for every purpose. Protection concerns the registered goods or services and uses likely to cause confusion.
A special form mark contains stylization, a design, a logo, color, or a combination of wording and design elements. The registration covers the mark depicted in the application, subject to its description and any color claim. A material alteration may require a new application, and businesses often register important wording and design components separately.
A slogan may function as a trademark when consumers understand it as identifying a source. Informational, laudatory, or ornamental wording may fail to perform that function. Registration therefore depends on how the slogan is used and how consumers encounter it, not merely on whether a business repeats it in advertising.
Trade dress refers to source identifying features of a product, its packaging, or a business environment. Protectable trade dress must be distinctive and nonfunctional. Product packaging may be inherently distinctive, while product design requires acquired distinctiveness under Wal-Mart Stores, Inc. v. Samara Brothers, Inc., 529 U.S. 205, 212-16 (2000). Acquired distinctiveness means that consumers have come to associate the design with one source.
Sound may also function as a trademark when listeners recognize it as identifying a source. A sound mark application requires an audio reproduction, a written description, and a specimen showing use with the identified goods or services. The Trademark Manual of Examining Procedure requires enough audio or video content in the specimen to show that source identifying use.
Common Law Rights Depend on Use and Territory
A business establishes common law trademark rights by using a distinctive mark with goods or services. Priority ordinarily belongs to the first qualifying user in the territory where the mark has developed recognition. The owner must establish the nature, timing, and geographic extent of that use when enforcing unregistered rights.
Geographic limits make common law priority fact dependent. Two businesses may use similar marks in remote markets when their territories and customers don't overlap, although online sales and advertising often complicate that analysis. Expansion into another user's territory may produce a priority dispute that neither business anticipated when it adopted the mark.
Federal registration doesn't erase rights acquired through earlier use. Section 1057(c) provides nationwide priority from the application filing date, contingent on registration, but preserves specified rights based on earlier use or an earlier application. Section 1115(b)(5) may also permit a qualifying prior user to continue within the area where continuous earlier use is established.
Federal Registration Establishes Nationwide Priority
Registration on the Principal Register provides prima facie evidence that the registered mark is valid, the registrant owns it, and the registrant has the exclusive right to use it in commerce with the listed goods or services. Those presumptions remain subject to any conditions in the registration and to available legal and equitable defenses.
The application filing date ordinarily becomes the registrant's nationwide constructive use date once the mark registers. That priority concerns the goods or services identified in the registration and remains subject to the rights of qualifying earlier users. Registration therefore provides a nationwide priority framework without rewriting the history of use that preceded the application.
Section 1072 makes a Principal Register registration constructive notice of the registrant's ownership claim. A subsequent user can't rely on ignorance of the registration to establish innocent adoption after that date. The statute preserves separate defenses for qualifying users whose continuous use began before the registrant's constructive use date.
Registration also places the mark, owner, listed goods or services, and relevant dates in the USPTO's public database. That record may deter later applicants and helps USPTO examining attorneys identify confusingly similar applications. The owner remains responsible for opposing applications and pursuing infringing uses because the USPTO doesn't police the marketplace.
Registration Strengthens Federal Enforcement
The owner of a registered mark may sue under Section 32 of the Lanham Act for unauthorized use likely to cause confusion. Federal registration isn't a prerequisite for every federal trademark case. Section 43(a) also provides claims involving unregistered marks, trade dress, false designation of origin, and misleading descriptions.
Available remedies depend on the claim and the evidence. Sections 1116 and 1117 authorize injunctions and, subject to statutory limits and equitable principles, recovery of the defendant's profits, the plaintiff's damages, and costs. A court may award attorney's fees in an exceptional case. Separate statutory damages are available for qualifying counterfeit mark cases when the owner elects them instead of profits and damages.
A Principal Register registration may be recorded with U.S. Customs and Border Protection. CBP may then detain, seize, forfeit, or destroy imported merchandise bearing an infringing recorded mark. Supplemental Register registrations aren't eligible for CBP recordation.
A United States registration may also serve as the basis for seeking protection in other countries. International protection remains country specific, even when the owner uses the Madrid Protocol to submit applications through one filing system. No United States registration establishes worldwide trademark rights.
Incontestability Narrows Certain Challenges
After five consecutive years of qualifying use following registration, an owner may file a Section 15 declaration of incontestability. Section 1065 also requires continued use, the absence of specified adverse decisions and pending proceedings, and a timely declaration filed with the USPTO.
Incontestability changes the registration from prima facie evidence to conclusive evidence of specified rights, subject to statutory defenses. Fraud, abandonment, genericness, functionality, fair use, qualifying prior use, and several other defenses remain available. Incontestability commonly forecloses an attack that the registered mark is merely descriptive, but it doesn't guarantee success in an infringement action. The owner must establish infringement, including likely confusion when that standard governs the claim.
The Registration Symbol Has Defined Limits
The TM symbol may accompany a mark used for goods, and the SM symbol may accompany a mark used for services. Either symbol may be used before filing an application or obtaining a registration because each communicates a trademark claim rather than federal registration.
The ® symbol may be used only after the USPTO registers the mark, and only with the goods or services covered by that registration. The USPTO's symbol guidance distinguishes that symbol from TM and SM. Deliberate misuse intended to deceive may support a refusal or a finding of fraud, while an error without deceptive intent doesn't automatically produce that result.
Displaying the registration symbol also affects monetary relief. Under Section 1111, a registrant that doesn't display statutory notice may recover profits or damages only for infringement occurring after the defendant received notice that the mark was federally registered. The owner may therefore use ® once registration issues but must keep the symbol limited to the registered mark and covered goods or services.
Registration Requires Continued Use and Enforcement
A registration remains valuable only while the owner uses the mark, submits the required maintenance filings, and controls use by licensees. The owner must also update its protection strategy when the mark, goods, services, or commercial presentation changes enough that the existing registration no longer matches the business.
Federal registration supplies nationwide priority, evidentiary presumptions, constructive notice, and additional enforcement tools. It doesn't replace clearance before adoption, consistent trademark use, market monitoring, or timely enforcement. Those steps preserve the commercial significance that allowed the mark to function as a trademark in the first place.
Related practice area: Trademarks
This article is general information about the law, not legal advice, and reading it does not create an attorney-client relationship. Laws change and how they apply depends on your specific facts. For advice on your situation, consult a qualified attorney.
Need advice tied to your business issue?
Share the issue. Get direct attorney review. Receive a concrete recommendation.
Submit an Inquiry